2. Laws and regulations
Hong Kong Monetary Authority (HKMA) Supervisory Policy Manual – CG3: Code of Conduct
- Each bank in Hong Kong should:
- ● develop its own Code of Conduct, commensurate with its structure, size and business operations.
- ● make its staff members fully aware of the conduct requirements and that disciplinary action or criminal prosecution may be taken against them if they do not adhere to these standards.
- ● include the following minimum conduct requirements in its Code of Conduct:
- ● Ethical values
- ● Personal benefits
- ● Conflicts of interest
- ● Granting credit
- ● Receiving credit
- ● Conduct when obtaining business
- ● Use of information
- ● Personal investments
- ● Outside employment
- ● Reporting responsibility
Full text of the HKMA Supervisory Policy Manual